Compliance AuditChecklist
A comprehensive checklist to prepare your organization for compliance audits across HIPAA, CMMC, SOC 2, PCI DSS, and other major frameworks.
Audit Preparation Areas
Key compliance areas this checklist helps you evaluate before your audit.
Policy Documentation
Verify all required security policies, procedures, and plans are documented and current.
Access Controls
Confirm identity management, authentication, and authorization controls are properly implemented.
Risk Management
Ensure risk assessments, vulnerability scans, and remediation plans are documented and tested.
Incident Response
Validate that your incident response plan is current, tested, and meets framework requirements.
Data Protection
Check encryption, backup, retention, and disposal controls for sensitive data handling.
Training Records
Confirm security awareness training is documented with completion records for all staff.
Frequently Asked Questions
Which compliance frameworks does this checklist cover?
It covers common requirements across HIPAA, CMMC, SOC 2, PCI DSS, NIST 800-171, ISO 27001, GDPR, and FTC Safeguards. Many controls overlap between frameworks.
How often should we conduct compliance audits?
At minimum annually, though some frameworks require more frequent assessments. Petronella Technology Group recommends quarterly internal reviews with annual third-party audits.
Can Petronella help us prepare for a compliance audit?
Yes. Petronella provides gap assessments, remediation planning, policy development, and audit preparation through ComplianceArmor, our compliance documentation platform.
Prepare for Your Next Audit
Request your free checklist or schedule a compliance assessment with our team.